Spencer
Schoch

Mml Investors Services, LLC

CRD#6556855
Investment Advisor
in Cape Girardeau, MO

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About this Advisor

Spencer Schoch is a financial advisor based in Cape Girardeau, Missouri. Currently an advisor at Mml Investors Services, LLC, they have accumulated 10 years of work experience as a financial advisor. Schoch has a Series 66 license, qualifying the advisor as both a securities agent and an investment advisor representative. Schoch is registered to advise customers in Missouri and Texas. Throughout their career, they have worked at Mass Mutual Life Insurance Company, Mml Investors Services, LLC, Southeast Health, Uloop, Inc, Waller, Lansden, Dortch, & Davis, Dalhousie Golf Club, Schaefer'S Electrical Enclosures, Grand Cru Restaurant and Belmont University. Mml Investors Services, LLC is headquartered in Cape Girardeau, Missouri, and operates out of 1,335 other brick-and-mortar locations throughout the country. In aggregate, Mml Investors Services, LLC manages $40 billion in assets throughout 206,878 accounts and employs more than 7,471 people. The level of assets currently under the firm's management makes it one of the largest investment advisory firms in the nation. The firm manages 64,820 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. None of the advisory firm's 206,878 clients are considered high-net-worth individuals, who are defined as investors who have greater than $1 million in assets. Mml Investors Services, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

1353 N Mt Auburn Rd Ste A
Cape Girardeau, MO 63701

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

MO Average: $16,012,751,954
Total Number of Employees

7,471

MO Average: 118
Total Number of Accounts

206,878

MO Average: 4,567
Average Account Size

$191,239

MO Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Spencer Schoch Work History

Spencer has 10 years of experience.

2015 - Present (6 years)

Mass Mutual Life Insurance Company

2015 - Present (6 years)

Mml Investors Services, LLC

2015 - 2015 (< 1 year)

Southeast Health

2013 - 2013 (< 1 year)

Southeast Health

2013 - 2015 (2 years)

Southeast Health

2012 - 2012 (< 1 year)

Uloop, Inc

2012 - 2012 (< 1 year)

Waller, Lansden, Dortch, & Davis

2011 - 2011 (< 1 year)

Grand Cru Restaurant

2011 - 2011 (< 1 year)

Belmont University

2010 - 2010 (< 1 year)

Dalhousie Golf Club

2010 - 2010 (< 1 year)

Schaefer'S Electrical Enclosures

Disclosures

Spencer Schoch has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Michael Hanna
New York, NY
Stephen Warren
Atlanta, GA
Kathryn Fitzgerald
Walnut Creek, CA
Jason Braunstein
Paramus, NJ
Jeffrey Slavich
Center Valley, PA
Ronald Mead
Kingston, PA
Joshua Mansavage
Rockford, IL
Bryan Bonisteel
Rochester, NY

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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