Stacey
Parker

Ubs Financial Services Inc

CRD#4305406
Investment Advisor
in Kansas City, MO
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About this Advisor

Stacey Parker is a financial advisor based out of Kansas City, Missouri, who has been in the industry for 26 years. Parker works at Ubs Financial Services Inc. Parker has gained experience at Ameriprise Financial Services Inc, Citigroup Global Markets Inc, Morgan Stanley Smith Barney and Ubs Financial Services Inc. Parker has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to operate in Kansas and Missouri. Ubs Financial Services Inc is an advisory business operating out of Kansas City, Missouri. The company has offices in 369 locations and a total of 13,402 employees. It controls $496 billion in assets under management across its 922,927 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm advises 4,543 charitable organizations. Of its 922,927 customer accounts, 52% are associated with high-net-worth investors who have more than $1 million in assets. Ubs Financial Services Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management largely are based on the type of financial services provided. Fee types charged by Ubs Financial Services Inc can include some blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

26 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

700 West 47Th Street Ste 500
Kansas City, MO 64112

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,090,415,121

MO Average: $10,121,009,343
Total Number of Employees

13,402

MO Average: 92
Total Number of Accounts

922,927

MO Average: 6,978
Average Account Size

$537,519

MO Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Stacey Parker Work History

Stacey has 26 years of experience.

2014 - Present (5 years)

Ubs Financial Services Inc

2012 - 2014 (2 years)

Ameriprise Financial Services Inc

2009 - 2012 (3 years)

Morgan Stanley Smith Barney

1992 - 2012 (20 years)

Citigroup Global Markets Inc

Disclosures

Stacey Parker has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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