Thomas
Riordan

Morgan Stanley

CRD#5061252
Investment Advisor
in Kansas City, MO
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About this Advisor

Thomas Riordan is a financial advisor working out of Kansas City, Missouri, who has 16 years of work experience. Riordan is on the advisory team at Morgan Stanley. Riordan has gained experience at Citigroup Global Markets Inc, Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association. Riordan has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Missouri. Morgan Stanley is a registered investment firm operating out of Kansas City, Missouri. The investment advisory business has offices in 702 locations and a total of 26,000 people on staff. It oversees $735 billion in assets between its 1,724,668 client accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm provides services to 283 charities and foundations. Morgan Stanley offers a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice typically vary depending on the financial services offered. Fees billed by Morgan Stanley likely include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

2Oth Century Tower Ii-Ste. 800 4520 Main Street
Kansas City, MO 64111

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Morgan Stanley Brokerage Details

Total Assets Under Management

$729,249,310,930

MO Average: $7,464,549,021
Total Number of Employees

26,000

MO Average: 88
Total Number of Accounts

1,815,592

MO Average: 3,892
Average Account Size

$401,659

MO Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Thomas Riordan Work History

Thomas has 16 years of experience.

2015 - Present (4 years)

Morgan Stanley Private Bank, National Association

2009 - Present (10 years)

Morgan Stanley Smith Barney

2002 - Present (17 years)

Citigroup Global Markets Inc

Disclosures

Thomas Riordan has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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