Ubs Financial Services Inc
About this Advisor
David Slote is a financial advisor based in Missoula, Montana. Currently an investment advisor with Ubs Financial Services Inc, Slote has 11 years of work experience. Slote holds Series 63 and Series 66 licenses, designating them as a securities broker. Slote can act as an advisor in Montana and Texas. Slote has gained experience at Wells Fargo Investments, LLC, Wells Fargo Advisors LLC and Ubs Financial Services Inc. Ubs Financial Services Inc is based out of Missoula, Montana, and operates out of 369 locations in the country. As a company, Ubs Financial Services Inc oversees $591 billion in assets covering 975,301 client accounts and retains more than 15,605 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the nation. The firm manages 522,287 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 58% of the advisor firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Ubs Financial Services Inc Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
David Slote Work History
David has 11 years of experience.
Ubs Financial Services Inc
Wells Fargo Advisors LLC
Wells Fargo Investments, LLC
David Slote has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
Los Angeles, CA
Newport Beach, CA