David
Slote

Ubs Financial Services Inc

CRD#4836310
Investment Advisor
in Missoula, MT

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About this Advisor

David Slote is a financial advisor based in Missoula, Montana. Currently an investment advisor with Ubs Financial Services Inc, Slote has 11 years of work experience. Slote holds Series 63 and Series 66 licenses, designating them as a securities broker. Slote can act as an advisor in Montana and Texas. Slote has gained experience at Wells Fargo Investments, LLC, Wells Fargo Advisors LLC and Ubs Financial Services Inc. Ubs Financial Services Inc is based out of Missoula, Montana, and operates out of 369 locations in the country. As a company, Ubs Financial Services Inc oversees $591 billion in assets covering 975,301 client accounts and retains more than 15,605 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the nation. The firm manages 522,287 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 58% of the advisor firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

100 Railroad Street W
Missoula, MT 59802

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$591,360,861,325

MT Average: $10,121,009,343
Total Number of Employees

15,605

MT Average: 92
Total Number of Accounts

975,301

MT Average: 6,978
Average Account Size

$606,337

MT Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

David Slote Work History

David has 11 years of experience.

2015 - Present (6 years)

Ubs Financial Services Inc

2011 - 2015 (4 years)

Wells Fargo Advisors LLC

2009 - 2011 (2 years)

Wells Fargo Investments, LLC

Disclosures

David Slote has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Stephanie Gifford
Omaha, NE
Kurt Hegerfeld
Charlotte, NC
James Richards
Vienna, VA
Hunter Vehslage
Plano, TX
Roxanne Kroll
Los Angeles, CA
Jessica Danish
Weehawken, NJ
Trenton Coats
Newport Beach, CA
Ashley Huffines
Chattanooga, TN

This content was compiled from the SEC and FINRA.

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