Harriet
Chase
Royal Alliance Associates, Inc
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About this Advisor
Harriet Chase is a financial advisor who works out of Belgrade, Montana who has 1 year of industry experience. Chase is an employee of Royal Alliance Associates, Inc. The advisor has gained experience at Securities America, Inc, Securities America Advisors, Inc, Planmember Securities Corporation, Casavy Health Solutions Dba Pkt Multivitamin, Steven A. Chase And Harriet K. Chase, Royal Alliance, Harriet K. Chase (Self Employed) and Aspen Grove Advisory Group, LLC. Chase maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Hawaii, Montana and Wyoming. Royal Alliance Associates, Inc is a financial advisory company operating out of Jersey City, NJ. The firm has offices in 1,009 locations and a total of 3,704 financial advisors. It handles $30 billion in assets across its 149,233 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides services to 191 charities and foundations. Of its 149,233 accounts, just 11% are held by high-net-worth investors who have greater than $1 million in assets. The advisory firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules usually vary depending on the financial services offered. However, fees charged by Royal Alliance Associates, Inc most likely consist of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Royal Alliance Associates, Inc Brokerage Details
$29,536,149,674
3,704
149,233
$197,920
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Harriet Chase Work History
Harriet has been registered as a financial advisor for 1 years.*
Royal Alliance
Aspen Grove Advisory Group, LLC
Casavy Health Solutions Dba Pkt Multivitamin
Harriet K. Chase (Self Employed)
Steven A. Chase And Harriet K. Chase
Planmember Securities Corporation
Securities America, Inc
Securities America Advisors, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Harriet Chase to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Royal Alliance Associates, Inc
Plano, TX
Jersey City, NJ
Wesley Chapel, FL
Mishawaka, IN
South Jordan, UT
Bellevue, WA
Mineola, NY
Wayland, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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