James
Francis

Kms Financial Services, Inc

CRD#5813947
Investment Advisor
in Missoula, MT

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About this Advisor

James Francis is a financial advisor who is based in Missoula, Montana. Currently an investment advisor at Kms Financial Services, Inc, they have gathered 10 years of professional experience. Francis maintains a Series 66 license, which certifies them as both a securities agent and an investment advisor representative. Francis can operate based out of Alabama, Arizona, California, Montana, North Carolina, Oregon, Texas and Utah. During their career, Francis has held roles at Kms Financial Services, Inc, Jr Banna & Associates and Phoenix Financial. Kms Financial Services, Inc is headquartered in Missoula, Montana, and operates out of 384 offices throughout the United States. In aggregate, Kms Financial Services, Inc manages $8 billion in assets dispersed across 33,857 accounts and retains more than 429 people. The amount of assets the firm manages makes it one of the largest firms in the country. The firm manages 28,028 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 30% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Kms Financial Services, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, market timing services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

111 N Higgins Ave Suite 428
Missoula, MT 59802

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Kms Financial Services, Inc Brokerage Details

Total Assets Under Management

$8,193,319,355

MT Average: $3,566,627,242
Total Number of Employees

429

MT Average: 46
Total Number of Accounts

33,857

MT Average: 1,499
Average Account Size

$241,998

MT Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Market timing services
  • Educational seminars/workshops

James Francis Work History

James has 10 years of experience.

2011 - Present (10 years)

Phoenix Financial

2010 - Present (11 years)

Kms Financial Services, Inc

2010 - 2011 (1 year)

Jr Banna & Associates

Disclosures

James Francis has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Kms Financial Services, Inc

Brian Zuschlag
Scappoose, OR
John Robertson
Seattle, WA
Lewis Green
Fairfield, CT
Eleonora Tomasello
San Jose, CA
Roy Hundhausen
Bozeman, MT
Landon Tan
Kirkland, WA
Benjamin Wenzel
Eugene, OR
Michelle George
Kirkland, WA

This content was compiled from the SEC and FINRA.

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