Ashley
Buchanan

Cwm, LLC

CRD#6643855
Investment Advisor
in Omaha, NE

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About this Advisor

Ashley Buchanan is a financial advisor operating in Omaha, Nebraska who has 1 year of industry experience. Buchanan is an advisor for Cwm, LLC. Buchanan has gained experience at Securities America Inc, Pinnacle Bank, Securities America Advisors, Bank Of The West, Bancwest Investment Services, Inc, Cetera Advisor Networks, Cwm, LLC Dba Carson Partners - Crd # 155344 and Cwm, LLC Dba Carson Group Holdings. Buchanan maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can advise clients in Nebraska. Cwm, LLC is a financial advisory company headquartered in Omaha, NE. It has offices in 165 locations and a total of 1,111 employees. It has $20 billion in assets across its 96,956 accounts, placing it among the largest firms in the United States by assets under management. Of its 96,956 client accounts, 15% belong to high-net-worth investors who have at least $1 million in assets. The advisory firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Fees charged by financial advisors usually vary depending on which service is provided. However, fees charged by Cwm, LLC may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

14600 Branch Street
Omaha, NE 68154

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Cwm, LLC Brokerage Details

Total Assets Under Management

$19,943,561,186

NE Average: $1,978,216,465
Total Number of Employees

1,111

NE Average: 226
Total Number of Accounts

96,956

NE Average: 7,467
Average Account Size

$205,697

NE Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Ashley Buchanan Work History

Ashley has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Cetera Advisor Networks

2022 - Present (2 years)

Cwm, LLC Dba Carson Partners - Crd # 155344

2022 - Present (2 years)

Cwm, LLC Dba Carson Group Holdings

2020 - 2022 (2 years)

Bank Of The West

2020 - 2022 (2 years)

Bancwest Investment Services, Inc

2017 - 2020 (3 years)

Securities America Advisors

2016 - 2017 (1 year)

Securities America Inc

2012 - 2016 (4 years)

Pinnacle Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Ashley Buchanan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cwm, LLC

Benjamin Rosholt
Omaha, NE
Dean Bertsch
Sioux Falls, SD
Camille Koppenberg
Omaha, NE
Daniel Adams
Kennewick, WA
Kristen Rainone
Omaha, NE
Clifford York
Vincennes, IN
Daniel Streetman
Omaha, NE
Patrick Healy
Omaha, NE

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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