Carina
Smaus

Brokers International Financial Services, LLC

CRD#6706114
Investment Advisor
in Lincoln, NE

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About this Advisor

Carina Smaus is a financial advisor who works in Lincoln, Nebraska with a total of 1 year of relevant experience. Smaus is an advisor for Brokers International Financial Services, LLC. Over the course of their career, Smaus has held roles at Wells Fargo Advisors LLC, Wells Fargo Bank, Na, Wells Fargo Clearing Services, LLC and Shunkwiler Financial. Smaus holds Series 63 and Series 66 licenses, which qualify them as a securities agent, and is registered to work in Nebraska. Brokers International Financial Services, LLC is an advisory business operating out of Urbandale, IA. It has offices in 120 locations and a total of 224 employees. It controls $1 billion in total assets among its 9,114 client accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm serves 10 charities and foundations. Of its 9,114 accounts, just 3% are held by high-net-worth clients who have greater than $1 million in investable assets. The advisory firm provides a number of services, including portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Fees for financial management typically are based on which services the firm provides the client. Fee types billed by Brokers International Financial Services, LLC likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

1500 S 70Th Street Ste 201
Lincoln, NE 68506

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Brokers International Financial Services, LLC Brokerage Details

Total Assets Under Management

$1,360,141,295

NE Average: $9,259,360,772
Total Number of Employees

224

NE Average: 166
Total Number of Accounts

9,114

NE Average: 7,189
Average Account Size

$149,236

NE Average: $1,287,990

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Carina Smaus Work History

Carina has been registered as a financial advisor for 1 years.*

2021 - Present (3 years)

Shunkwiler Financial

2016 - 2016 (< 1 year)

Wells Fargo Advisors LLC

2016 - 2021 (5 years)

Wells Fargo Clearing Services, LLC

2012 - 2021 (9 years)

Wells Fargo Bank, Na

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Carina Smaus to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Brokers Financial

Gary Bondy
West Des Moines, IA
Andrei Murphy
Urbandale, IA
Jonathan Bath
Easton, PA
Lorilee Jones
Urbandale, IA
Tancuong Trandai
Urbandale, IA
Charlie Gipple
Johnston, IA
Melody Juge
Flat Rock, NC
Joshua Isherwood
Urbandale, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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