Douglas
Cap
Lpl Financial LLC
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About this Advisor
Douglas Cap is a financial advisor based in Omaha, Nebraska, working with Lpl Financial LLC. Douglas has previously held positions at Plattehaven Investment Management LLC, Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Yutan Economic Development Committee, Yutan Youth Baseball, Plattehaven Solutions LLC, Expanse Wealth Management (Dba), John Dumke, Skyline Solutions, LLC, Wednesday Men'S Bowling League-Scorz Sports Center, Wednesday Mens Bowling League-Scorz Sports Center, 4Sa, Lpl Financial LLC, and Td Ameritrade. Douglas has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in California, District of Columbia, Iowa, Minnesota, Missouri, Nebraska, and Texas. Currently, Douglas is part of Lpl Financial LLC, which operates out of Omaha, Nebraska. The firm has 17,453 offices and 35,841 employees. The firm manages assets totaling $463.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lpl Financial LLC includes asset-based, hourly, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$463,475,486,343
35,841
1,910,545
$242,588
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Douglas Cap Work History
Lpl Financial LLC
4Sa
Wednesday Men'S Bowling League-Scorz Sports Center
Wednesday Mens Bowling League-Scorz Sports Center
John Dumke
Skyline Solutions, LLC
Yutan Youth Baseball
Plattehaven Solutions LLC
Expanse Wealth Management (Dba)
Waddell & Reed, Inc
Various Insurance Carriers For W&R Insurance Agencies
Yutan Economic Development Committee
Various Insurance Carriers For W&R Insurance Agencies
Plattehaven Investment Management LLC
Td Ameritrade
Disclosures
Please visit the SEC profile of Douglas Cap to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Fort Mill, SC
Cohasset, MA
Metairie, LA
Dublin, CA
South Portland, ME
San Antonio, TX
Austin, TX
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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