Jay
Malik

Wealth Management

CRD#2805493
Investment Advisor
in Norfolk, NE

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About this Advisor

Jay Malik is a financial advisor based in Norfolk, Nebraska with a total of 12 years of relevant experience. Malik is on the advisory team at Wealth Management. Throughout their career, they have worked at Doctors Finance LLC, Jay Malik Tax Corp and Weatlh Management, LLC. Malik maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Florida and Pennsylvania. Wealth Management is a financial advisory company operating out of Norfolk, NE. The investment advisory business has offices in 29 locations and a total of 60 advisors. It has $2 billion in assets among its 3,334 client accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves five charitable organizations. Of its 3,334 customer accounts, 20% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Wealth Management provides a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters, educational seminars and other services. A financial advisor's fees largely depend on which services are provided. However, fee types charged by Wealth Management can consist of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

125 South 4Th Street
Norfolk, NE 68701

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Wealth Management Brokerage Details

Total Assets Under Management

$2,348,931,303

NE Average: $1,978,216,465
Total Number of Employees

60

NE Average: 226
Total Number of Accounts

3,334

NE Average: 7,467
Average Account Size

$704,538

NE Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Jay Malik Work History

Jay has been registered as a financial advisor for 12 years.*

2011 - Present (13 years)

Weatlh Management, LLC

2010 - Present (14 years)

Doctors Finance LLC

2006 - Present (18 years)

Jay Malik Tax Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Jay Malik to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Wealth Management

Taralynn Richtig
Seward, NE
Ryan Anderson
Mundelein, IL
George Sitz
Norfolk, NE
James Curran
Saint Louis, MO
Corey Cooney
Seward, NE
Joshua Kegley
Elkhorn, NE
Kyle Overturf
Grand Island, NE
Regan Else
Norfolk, NE

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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