Luke
Pfannenstiel

Securities America Advisors, Inc

CRD#4984969
Investment Advisor
in Omaha, NE

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About this Advisor

Luke Pfannenstiel is a financial advisor operating in Omaha, Nebraska who has 1 year of relevant experience. Pfannenstiel is on the advisory team at Securities America Advisors, Inc. Throughout their career, Pfannenstiel has worked at Securities America Inc and Securities America Advisors. Pfannenstiel holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to serve investors in Nebraska. Securities America Advisors, Inc is a business that has its headquarters in La Vista, NE. The company has offices in 1,469 locations and a total of 3,748 financial advisors. It administers $38 billion in assets under management across its 200,228 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises five charitable organizations. Of its 200,228 customer accounts, just 5% are associated with high-net-worth clients who have at least $1 million in assets. The advisory firm performs a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules vary depending on which services the firm provides the client. However, fees billed by Securities America Advisors, Inc likely consist of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

14545 W Center Rd Ste 100
Omaha, NE 68144

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$38,163,842,160

NE Average: $1,978,216,465
Total Number of Employees

3,748

NE Average: 226
Total Number of Accounts

200,228

NE Average: 7,467
Average Account Size

$190,602

NE Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Luke Pfannenstiel Work History

Luke has been registered as a financial advisor for 1 years.*

2012 - Present (12 years)

Securities America Inc

2012 - Present (12 years)

Securities America Advisors

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Luke Pfannenstiel to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Securities America Advisors, Inc

Brandon Warman
Kimberly, WI
Matthew Stange
Urbandale, IA
Andi Yao
Burlingame, CA
Derek Bohne
Midvale, UT
John Weekly
Omaha, NE
Seth Wilson
Fresno, CA
Erinn Ford
La Vista, NE
Richard Dutrisac
Costa Mesa, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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