Mindy
Helfrich
Principal Securities, Inc
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About this Advisor
Mindy Helfrich is a financial advisor based out of Omaha, Nebraska with a total of 12 years of industry experience. Helfrich is currently employed by Principal Securities, Inc. During their career, Helfrich has held roles at Principal Life Ins Co, Principal Securities Inc, Vintage Financial Group and Helfrich Financial Services LLC. Helfrich holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to advise clients in Nebraska and Texas. Principal Securities, Inc is a business based in Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 advisors. It has $9 billion in assets under management among its 46,075 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides financial advisory services to 34 charities and foundations. Of its 46,075 accounts, just 3% belong to high-net-worth clients who have greater than $1 million in investable assets. Principal Securities, Inc performs a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors usually vary depending on which service is provided. However, fee types billed by Principal Securities, Inc likely are comprised of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Mindy Helfrich Work History
Mindy has been registered as a financial advisor for 12 years.*
Principal Life Ins Co
Principal Securities Inc
Vintage Financial Group
Helfrich Financial Services LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mindy Helfrich to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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