Lpl Financial LLC
About this Advisor
Rick Spalding is a financial advisor located in Fremont, Nebraska. Currently a registered advisor at Lpl Financial LLC, Spalding has 16 years of professional experience. Spalding maintains Series 63 and Series 66 licenses, which qualify them as a securities representative. Spalding is able to act as a financial advisor in Nebraska and Texas. Over the course of their career, they have held roles at Securities America, Inc, Securities America Advisors Inc, Rick Spalding and Lpl Financial LLC. Lpl Financial LLC is located in Fremont, Nebraska, and has 9,519 additional brick-and-mortar locations in the United States. In aggregate, Lpl Financial LLC manages $208 billion in assets across 892,326 accounts and retains more than 23,035 people. The level of assets currently under the firm's management places it among the biggest firms in the United States. The firm manages 890,301 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 28% of the advisory firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Lpl Financial LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Rick Spalding Work History
Rick has 16 years of experience.
Lpl Financial LLC
Securities America Advisors Inc
Securities America, Inc
Rick Spalding has no disclosures.
Please visit their SEC profile for more details.
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