Sean
Swanson
Smart Wealth, LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Sean Swanson is a financial advisor who works out of Omaha, Nebraska with 1 year of industry experience. Swanson is an advisor for Smart Wealth, LLC. Over the course of their career, Swanson has held roles at New York Life, Nylife Securities, Inc, Ny Life Securities, LLC, Ameritas Investment Corp, Woods Abbott, Ameritas Life Insurance Corp, Professional Musician, The Leaders Group, Inc, Element Insurance Partners, New York Life Insurance Co, Nylife Securities LLC and Smart Wealth. Swanson has Series 63 and Series 66 licenses, certifying them as a securities agent, and is registered to work in Arizona, Florida, Iowa, Nebraska and Texas. Smart Wealth, LLC is a business based out of Omaha, NE. It controls $211 million in assets under management between its 2,099 customer accounts, making it one of the mid-sized firms in the nation by assets under management. Of its 2,099 customer accounts, 44% are held by high-net-worth individuals who have more than $1 million in assets. The advisory firm performs a set of services, including financial planning services, portfolio management for individuals and small businesses and educational seminars. Fees for financial management typically vary depending on which service is offered. However, fee types billed by Smart Wealth, LLC likely consist of any blend of asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Smart Wealth, LLC Brokerage Details
$211,215,365
35
2,099
$100,627
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Sean Swanson Work History
Sean has been registered as a financial advisor for 1 years.*
Smart Wealth
Professional Musician
New York Life Insurance Co
Nylife Securities LLC
The Leaders Group, Inc
Element Insurance Partners
New York Life
Ameritas Investment Corp
Woods Abbott
Ameritas Life Insurance Corp
Ny Life Securities, LLC
New York Life
Nylife Securities, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sean Swanson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Smart Wealth, LLC
Omaha, NE
Omaha, NE
Omaha, NE
Omaha, NE
Omaha, NE
Omaha, NE
Omaha, NE
Omaha, NE
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.