Sonu
Varghese

Cwm, LLC

CRD#6428691
Investment Advisor
in Omaha, NE

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About this Advisor

Sonu Varghese is an investment advisor who lives in Omaha, Nebraska. Currently an advisor with Cwm, LLC, they have accumulated 10 years of professional experience as a financial advisor. Varghese has a Series 65 license, qualifying them as an investment advisor representative. Varghese is registered to work with clients in Nebraska. Throughout their career, they have worked at Convex Capital Management LLC, Harold Washington College, Rubix Consultants LLC, Self Employed As An Independent Consultant, Cwm, LLC and Carson Group Investing. Cwm, LLC is based out of Omaha, Nebraska, and operates out of 123 locations throughout the country. Overall, Cwm, LLC oversees $12 billion in assets covering 58,973 client accounts and retains more than 424 people. The level of assets currently under the firm's management makes it one of the largest investment advisory firms in the United States. The firm manages 58,932 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 15% of the firm's investors are high-net-worth individuals, meaning they have over $1 million in assets. Cwm, LLC can offer financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

13321 California St. Suite 100
Omaha, NE 68154

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Cwm, LLC Brokerage Details

Total Assets Under Management

$11,897,043,072

NE Average: $1,978,216,465
Total Number of Employees

424

NE Average: 226
Total Number of Accounts

58,973

NE Average: 7,467
Average Account Size

$201,737

NE Average: $264,928

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Sonu Varghese Work History

Sonu has 10 years of experience.

2019 - Present (3 years)

Cwm, LLC

2019 - Present (3 years)

Carson Group Investing

2011 - Present (11 years)

Harold Washington College

2013 - 2019 (6 years)

Convex Capital Management LLC

2013 - 2019 (6 years)

Convex Capital Management LLC

2011 - 2013 (2 years)

Rubix Consultants LLC

2010 - 2013 (3 years)

Self Employed As An Independent Consultant

Disclosures

Sonu Varghese has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cwm, LLC

Patrick Healy
Norwell, MA
Amy Cadwell
Orlando, FL
Kristen Rainone
Kissimmee, FL
Breanne Vugteveen
Grand Rapids, MI
Iker Pimienta
Spring, TX
Shayla Kriha
Omaha, NE
Robert Papa
Franklin Lakes, NJ
Aaron Schaben
Omaha, NE

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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