Securities America Advisors, Inc
About this Advisor
Steven Herman is an advisor whose office is in La Vista, Nebraska. Currently an advisor with Securities America Advisors, Inc, Herman has 11 years of work experience as a financial advisor. Herman maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative. Herman is registered to work with investors in Nebraska. Throughout their career, they have worked at Lpl Financial, Wells Fargo Advisors LLC and Securities America, Inc. Securities America Advisors, Inc is located in La Vista, Nebraska, and has 1,271 other offices in the nation. In total, Securities America Advisors, Inc oversees $29 billion in assets dispersed across 184,356 client accounts and retains more than 1,989 people. The amount of assets the firm manages places it among the largest firms in the country. The firm manages 127,618 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 15% of the advisor firm's customers are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Securities America Advisors, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Securities America Advisors, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Steven Herman Work History
Steven has 11 years of experience.
Securities America, Inc
Wells Fargo Advisors LLC
Steven Herman has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Securities America Advisors, Inc
Lake Worth, FL
Jacksonville Beach, FL
La Vista, NE