Tammy
Rasplicka

Cwm, LLC

CRD#3218230
Investment Advisor
in Omaha, NE

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About this Advisor

Tammy Rasplicka is a financial advisor based out of Omaha, Nebraska, with a total of 10 years of experience as a financial advisor. Rasplicka is an employee of Cwm, LLC. Throughout their career, Rasplicka has worked at First National Capital Markets, Legent Clearing LLC, Stockcross, First National Bank Of Omaha, Cwm, LLC and Cetera Advisors Networks, LLC. Rasplicka holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in Nebraska. Cwm, LLC is a firm headquartered in Omaha, Nebraska. The firm has offices in 123 locations and a total of 424 financial advisors. It has $12 billion in assets under management across its 58,973 accounts, placing it among the largest firms in the nation by assets under management. Of its 58,973 customer accounts, 15% belong to high-net-worth clients who have greater than $1 million in investable assets. Cwm, LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Fees charged by financial advisors vary depending on which service is provided. Fee types billed by Cwm, LLC most likely include any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

13321 California St Suite 100
Omaha, NE 68154

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Cwm, LLC Brokerage Details

Total Assets Under Management

$11,897,043,072

NE Average: $1,978,216,465
Total Number of Employees

424

NE Average: 226
Total Number of Accounts

58,973

NE Average: 7,467
Average Account Size

$201,737

NE Average: $264,928

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Tammy Rasplicka Work History

Tammy has 10 years of experience.

2017 - Present (5 years)

Cwm, LLC

2017 - Present (5 years)

Cetera Advisors Networks, LLC

2014 - 2017 (3 years)

Stockcross

2012 - 2012 (< 1 year)

Legent Clearing LLC

2012 - 2014 (2 years)

First National Bank Of Omaha

2010 - 2012 (2 years)

First National Capital Markets

Disclosures

Tammy Rasplicka has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cwm, LLC

Sam Wilkerson
Atlanta, GA
Christopher Schuler
Green Bay, WI
Ryan Ovenden
Sioux Falls, SD
Breanne Vugteveen
Grand Rapids, MI
Jaclyn Hissick
Milldale, CT
Kristen Rainone
Kissimmee, FL
Patrick Healy
Norwell, MA

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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