Tracy
Refior
Lpl Financial LLC
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About this Advisor
Tracy Refior is a financial advisor operating in Lincoln, Nebraska who has 2 years of relevant experience. Refior currently works for Lpl Financial LLC. Throughout their career, Refior has worked at Sycart LLC, Waddell And Reed, Inc, Various Insurance Carriers For W & R Insurance Agencies, Always Safe Storage, Always Safe Storage LLC, Lpl Financial LLC, Candidate For Lincoln Airport Authority, Y.C. Art LLC, Trinity Lutheran Church, Tracy L Refior and Jeremy Kester. Refior maintains Series 63 and Series 66 licenses, qualifying them as a securities representative, and is registered to serve investors in Kansas, Missouri, Nebraska and Texas. Lpl Financial LLC is an advisory firm operating out of Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 employees. It has $368 billion in assets under management among its 1,688,501 client accounts, making it one of the largest firms in the country by assets under management. The firm advises 3,425 charities and foundations. Of its 1,688,501 client accounts, 31% are held by high-net-worth clients who have at least $1 million in assets available to invest. The advisory firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management typically are based on the type of financial services. Fees charged by Lpl Financial LLC can be comprised of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Tracy Refior Work History
Tracy has been registered as a financial advisor for 2 years.*
Lpl Financial LLC
Candidate For Lincoln Airport Authority
Jeremy Kester
Always Safe Storage
Always Safe Storage LLC
Tracy L Refior
Y.C. Art LLC
Trinity Lutheran Church
Waddell And Reed, Inc
Various Insurance Carriers For W & R Insurance Agencies
Sycart LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Tracy Refior to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Highlands Ranch, CO
Fenton, MO
Beaver, PA
Grand Rapids, MN
Buffalo, NY
Brooklyn, NY
Spring, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
