Tricia
De Haan
Cwm, LLC
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About this Advisor
Tricia De Haan is a financial advisor based out of Omaha, Nebraska, with a total of 1 year of relevant experience. De Haan currently works for Cwm, LLC. Throughout their career, they have worked at Marion County Bank, Marion County Bank Dba Main Street Advisory Group, Raymond James Financial Services, Inc, Raymond James Financial Services Advisors, Inc, Bts22 LLC, Cetera Advisor Networks and Cwm, LLC Dba Carson Partners. De Haan maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in Iowa. Cwm, LLC is a company that has its headquarters in Omaha, NE. It has offices in 165 locations and a total of 1,111 advisors. It oversees $20 billion in total assets across its 96,956 customer accounts, placing it among the largest financial advisory firms in the country by assets under management. Of its 96,956 accounts, 15% belong to high-net-worth clients who have more than $1 million in assets available to invest. Cwm, LLC has a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Fees charged by financial advisors depend on which service is provided. Fees charged by Cwm, LLC most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cwm, LLC Brokerage Details
$19,943,561,186
1,111
96,956
$205,697
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
Tricia De Haan Work History
Tricia has been registered as a financial advisor for 1 years.*
Bts22 LLC
Cetera Advisor Networks
Cwm, LLC Dba Carson Partners
Raymond James Financial Services Advisors, Inc
Marion County Bank Dba Main Street Advisory Group
Raymond James Financial Services, Inc
Marion County Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Tricia De Haan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cwm, LLC
Yuma, AZ
Sioux Falls, SD
Omaha, NE
Omaha, NE
Omaha, NE
Vincennes, IN
Omaha, NE
Omaha, NE
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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