Vincent
Ashley

Securities America Advisors, Inc

CRD#709398
Investment Advisor
in La Vista, NE

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About this Advisor

Vincent Ashley is a certified financial planner located in La Vista, Nebraska. Currently a registered investment advisor with Securities America Advisors, Inc, Ashley has 11 years of practice in the financial advisory industry. Ashley maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Ashley can work with clients in Michigan. During their career, the advisor has held roles at Sunset Financial Services, Securities America, Inc and Securities America Advisors, Inc. Securities America Advisors, Inc is located in La Vista, Nebraska, and operates out of 1,271 other brick-and-mortar locations throughout the country. In aggregate, Securities America Advisors, Inc manages $29 billion in assets dispersed across 184,356 client accounts and retains more than 1,989 people. The level of assets currently under the firm's management makes it one of the biggest firms in the country. The firm manages 127,618 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 15% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Securities America Advisors, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

12325 Port Grace Blvd
La Vista, NE 68128-8204

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$29,024,824,068

NE Average: $1,978,216,465
Total Number of Employees

1,989

NE Average: 226
Total Number of Accounts

184,356

NE Average: 7,467
Average Account Size

$157,439

NE Average: $264,928

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Vincent Ashley Work History

Vincent has 11 years of experience.

2014 - Present (7 years)

Securities America, Inc

2014 - Present (7 years)

Securities America Advisors, Inc

2009 - 2014 (5 years)

Sunset Financial Services

Disclosures

Vincent Ashley has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Securities America Advisors, Inc

Mamta Rai
Houston, TX
Marshall Matulia
Fayetteville, GA
Jerome Sullivan
Davis, CA
Michael Bobowski
Charlotte, NC
Syed Nishat
New York, NY
Aadil Zaman
New York, NY
Sarah Diffenderfer
Louisville, KY
John Joyce
Folsom, CA

This content was compiled from the SEC and FINRA.

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