Andrew
Finley
Lpl Financial LLC
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About this Advisor
Andrew Finley is a financial advisor who works out of Las Vegas, Nevada with 1 year of relevant experience. Finley is on the advisory team at Lpl Financial LLC. Over the course of their career, Finley has held roles at Equitable Advisors, LLC, Carthage College, Dick'S Sporting Goods, Follet Bookstore, Cole Haan, Tremper High School, Zions Bancorporation/ Nevada State Bank and Lpl Financial LLC. Finley has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Nevada. Lpl Financial LLC is a business that has its headquarters in Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 financial advisors. It controls $368 billion in assets under management among its 1,688,501 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm advises 3,425 charitable organizations. Of its 1,688,501 customer accounts, 31% belong to high-net-worth clients who have more than $1 million in assets. The company offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management usually vary depending on which services the firm provides the client. Fee types charged by Lpl Financial LLC most likely include any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$368,018,536,946
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
31,366
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
1,688,501
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$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Andrew Finley Work History
Andrew has been registered as a financial advisor for 1 years.*
Zions Bancorporation/ Nevada State Bank
Lpl Financial LLC
Equitable Advisors, LLC
Dick'S Sporting Goods
Follet Bookstore
Carthage College
Cole Haan
Tremper High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Andrew Finley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Rochester, NY
Walnut Creek, CA
Charlestown, MA
Chico, CA
Waukesha, WI
Chico, CA
Bridgeport, CT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
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