Mitchell
Roth
Vanguard Advisers, Inc
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About this Advisor
Mitchell Roth is a financial advisor working in Charlotte, North Carolina who has 1 year of relevant experience. Roth currently works for Vanguard Advisers, Inc. The advisor has gained experience at Ameriprise Financial Services Inc, Adamantine Spine Moving, Western Illinois University, Eatgburg.Com, Pepsi, Carl Sandburg College, Custom Pak, Camanche High School, Axa Advisors, LLC, Equitable Advisors, LLC, Lpl Financial LLC and The Vanguard Group, Inc. Roth maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in North Carolina and Texas. Vanguard Advisers, Inc is an advisory firm that has its headquarters in Malvern, PA. The investment advisory business has offices in 2,124 locations and a total of 2,124 advisors. It administers $299 billion in assets between its 634,470 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm provides financial advice to 958 charitable organizations. Of its 634,470 client accounts, just 6% belong to high-net-worth investors who have more than $1 million in investable assets. The business offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. A financial advisor's fee schedules usually vary depending on which services are provided. However, fee types charged by Vanguard Advisers, Inc can be comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Vanguard Advisers, Inc Brokerage Details
$299,191,714,649
2,124
634,470
$471,562
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Mitchell Roth Work History
Mitchell has been registered as a financial advisor for 1 years.*
The Vanguard Group, Inc
Lpl Financial LLC
Axa Advisors, LLC
Equitable Advisors, LLC
Ameriprise Financial Services Inc
Adamantine Spine Moving
Western Illinois University
Adamantine Spine Moving
Western Illinois University
Adamantine Spine Moving
Eatgburg.Com
Pepsi
Carl Sandburg College
Custom Pak
Camanche High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mitchell Roth to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Vanguard Advisers, Inc
Charlotte, NC
Charlotte, NC
Scottsdale, AZ
Charlotte, NC
Scottsdale, AZ
Malvern, PA
Malvern, PA
Malvern, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
