Richard
London
Securities America Advisors, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Richard London is a certified financial planner working out of Las Vegas, Nevada who has 3 years of relevant experience. London currently works for Securities America Advisors, Inc. During their career, the advisor has held roles at Zions Direct, Lpl Financial LLC - Mutual Of Omaha Bank (Ne), Securities America Inc, Cooper Mcmanus, Contango Capital Advisors, Inc and Securities America Advisors. London maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to serve investors in Nevada and Texas. Securities America Advisors, Inc is a registered investment company based in La Vista, NE. It has offices in 1,469 locations and a total of 3,748 advisors. It administers $38 billion in assets under management across its 200,228 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides services to five charities and foundations. Of its 200,228 customer accounts, just 5% are associated with high-net-worth individuals who have greater than $1 million in assets. The business offers a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees largely are based on the type of financial services provided. However, fee types charged by Securities America Advisors, Inc most likely are comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Securities America Advisors, Inc Brokerage Details
$38,163,842,160
3,748
200,228
$190,602
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Richard London Work History
Richard has been registered as a financial advisor for 3 years.*
Securities America Advisors
Securities America Inc
Cooper Mcmanus
Lpl Financial LLC - Mutual Of Omaha Bank (Ne)
Contango Capital Advisors, Inc
Zions Direct
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard London to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Securities America Advisors, Inc
Richmond, VA
Hampton, VA
Bristol, CT
Midvale, UT
Issaquah, WA
Bismarck, ND
La Vista, NE
Orland Park, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
