Richard
Sedway

Park Avenue Securities LLC

CRD#1635389
Investment Advisor
in Incline Village, NV

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About this Advisor

Richard Sedway is a chartered financial consultant working out of Incline Village, Nevada with a total of 17 years of relevant experience. Sedway is an employee of Park Avenue Securities LLC. Throughout their career, Sedway has worked at Sedway Financial, Guardian Life Insurance Company, Park Avenue Securities and Park Avenue Securities LLC. Sedway holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in Alaska, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Michigan, Nevada, Ohio, Oregon, South Carolina, Texas, Virginia, Wisconsin and Wyoming. Park Avenue Securities LLC is an advisory company operating out of New York, NY. It has offices in 385 locations and a total of 1,825 employees. It manages $10 billion in assets across its 57,359 accounts, placing it among the biggest firms in the United States by assets under management. The firm serves 132 charities and foundations. Of its 57,359 client accounts, 19% are associated with high-net-worth individuals who have greater than $1 million in investable assets. The company performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Fees charged by financial advisors are based on which services the firm provides the client. Fees charged by Park Avenue Securities LLC likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years Registered*

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Incline Village, NV

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$9,912,742,257

NV Average: $7,464,549,021
Total Number of Employees

1,825

NV Average: 88
Total Number of Accounts

57,359

NV Average: 3,892
Average Account Size

$172,819

NV Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Richard Sedway Work History

Richard has been registered as a financial advisor for 17 years.*

2015 - Present (9 years)

Guardian Life Insurance Company

2015 - Present (9 years)

Park Avenue Securities LLC

2015 - Present (9 years)

Sedway Financial

2006 - Present (18 years)

Guardian Life Insurance Company

2006 - Present (18 years)

Park Avenue Securities

2003 - Present (21 years)

Sedway Financial

2014 - 2015 (1 year)

Guardian Life Insurance Company

2014 - 2015 (1 year)

Park Avenue Securities

2014 - 2015 (1 year)

Sedway Financial

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Sedway to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Park Avenue Securities LLC

William Roerden
Warwick, NY
John Kelley
Englewood, CO
Corwin Davidson
Liberty Hill, TX
Chelsea Gottschling
Claremont, CA
George Papanicolaou
Port Chester, NY
Ezekiel Zimmerman
Paramus, NJ
Shane Davis
Allentown, PA
Joseph Stiles
Cincinnati, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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