Robert
Luce

Lpl Financial LLC

CRD#2043449
Investment Advisor
in Sparks, NV

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About this Advisor

Robert Luce is a financial advisor operating out of Sparks, Nevada, with 17 years of financial industry experience. Luce is currently employed by Lpl Financial LLC. Over the course of their career, Luce has held roles at Wachovia Securities LLC, Ubs Financial Services Inc and Lpl Financial. Luce holds a Series 63 license, designating them as a securities representative, and is able to work in Nevada. Lpl Financial LLC is a registered investment firm based in Sparks, Nevada. The firm has offices in 9,519 locations and a total of 23,035 employees. It controls $208 billion in assets between its 892,326 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 1,956 charitable organizations. Of its 892,326 customer accounts, 28% are held by high-net-worth clients who have greater than $1 million in assets. The company offers a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management usually depend on which services the firm provides the client. Fee types charged by Lpl Financial LLC likely include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63

Years of Experience

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

Sparks, NV

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$207,793,164,246

NV Average: $646,059,043
Total Number of Employees

23,035

NV Average: 13
Total Number of Accounts

892,326

NV Average: 661
Average Account Size

$232,867

NV Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Robert Luce Work History

Robert has 17 years of experience.

2018 - Present (3 years)

Lpl Financial

2011 - 2018 (7 years)

Ubs Financial Services Inc

2003 - 2011 (8 years)

Wachovia Securities LLC

Disclosures

Robert Luce has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
James Dannel
Knoxville, TN
John Fitch
Charlotte, NC
Robert Wilson
Providence Forge, VA
Matthew Schultz
Fargo, ND
Brett Hudson
Sedalia, MO
Brian Fahrner
Des Plaines, IL
Andrew Fraser
Austin, TX

This content was compiled from the SEC and FINRA.

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