Nicholas
Caron

Pruco Securities, LLC

CRD#7051290
Investment Advisor
in Bedford, NH

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About this Advisor

Nicholas Caron is a financial advisor based in Bedford, New Hampshire, working with Pruco Securities, LLC. Nicholas has previously held positions at Oppenheimer & Co, Inc, Kensington Investment Company, Statey Bar & Grill, Sodexo, Nibblesworth, Earth Eagle Brewings, Row 34, Martingale Wharf, Pruco Securities, LLC, and Prudential Insurance Company Of America. Nicholas has passed the Series 66 regulatory exam and is registered to provide services in Maine and New Hampshire. Currently, Nicholas is part of Pruco Securities, LLC, which operates out of Bedford, New Hampshire. The firm has 41 offices and 2,700 employees. The firm manages assets totaling $16.4 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, and educational seminars. The fee structure at Pruco Securities, LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

6 Bedford Farms Drive Suite 109
Bedford, NH 03110

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$16,378,802,331

NH Average: $10,121,009,343
Total Number of Employees

2,700

NH Average: 92
Total Number of Accounts

113,575

NH Average: 6,978
Average Account Size

$144,211

NH Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Nicholas Caron Work History

2021 - Present (4 years)

Pruco Securities, LLC

2021 - Present (4 years)

Prudential Insurance Company Of America

2018 - 2021 (3 years)

Oppenheimer & Co, Inc

2018 - 2018 (< 1 year)

Kensington Investment Company

2018 - 2018 (< 1 year)

Statey Bar & Grill

2018 - 2018 (< 1 year)

Sodexo

2017 - 2018 (1 year)

Nibblesworth

2016 - 2017 (1 year)

Earth Eagle Brewings

2015 - 2016 (1 year)

Row 34

2013 - 2015 (2 years)

Martingale Wharf

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Nicholas Caron to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Jacob Taylor
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Jacob Logan
Charlotte, NC
David Lizarraga-Ponce
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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