Regina
Kozsan
Cetera Advisors LLC
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About this Advisor
Regina Kozsan is a certified financial planner operating out of Concord, New Hampshire with 7 years of relevant experience. Kozsan works at Cetera Advisors LLC. During their career, Kozsan has held roles at Investors Capital Corporation, Cetera Advisors LLC, Parish Of The Resurrection, Dba Globe Wealth Management and Globe Wealth Management, LLC, Dba Globe Wealth Managemen. Kozsan maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in New Hampshire and Texas. Cetera Advisors LLC is a firm that has its headquarters in Englewood, CO. It has offices in 692 locations and a total of 1,047 employees. It has $21 billion in assets under management among its 90,646 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 294 charities and foundations. Of its 90,646 customer accounts, 26% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The company offers a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules typically are based on which services the firm provides the client. However, fee types charged by Cetera Advisors LLC can consist of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Advisors LLC Brokerage Details
$21,227,977,082
1,047
90,646
$234,185
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Regina Kozsan Work History
Regina has been registered as a financial advisor for 7 years.*
Globe Wealth Management, LLC, Dba Globe Wealth Managemen
Cetera Advisors LLC
Parish Of The Resurrection
Investors Capital Corporation
Dba Globe Wealth Management
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Regina Kozsan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Advisors LLC
Westborough, MA
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Boca Raton, FL
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San Diego, CA
Saint Louis, MO
Lake Oswego, OR
Franklin, WI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
