Richard
Parnigoni

Aegis Capital Corp

CRD#1202321
Investment Advisor
in Windham, NH

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About this Advisor

Richard Parnigoni is a financial advisor based in Windham, New Hampshire, working with Aegis Capital Corp. Richard has previously held positions at Jhfn Sii, Investors Capital Corporation, Cetera Advisors LLC, Lpl Financial LLC, Securities America, Inc, Securities America Advisors, Newbridge Securities Corporation, Newbridge Financial Services Group, Inc, Pin Wealth, and Aegis Capital Corp. Richard has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in New Hampshire. Currently, Richard is part of Aegis Capital Corp, which operates out of Windham, New Hampshire. The firm has 20 offices and 257 employees. The firm manages assets totaling $1.3 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at Aegis Capital Corp includes asset-based and hourly fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Hourly Charges

Office Location

Windham, NH

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Aegis Capital Corp Brokerage Details

Total Assets Under Management

$1,282,090,691

NH Average: $7,464,549,021
Total Number of Employees

257

NH Average: 88
Total Number of Accounts

2,479

NH Average: 3,892
Average Account Size

$517,181

NH Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Richard Parnigoni Work History

2023 - Present (1 year)

Aegis Capital Corp

2023 - 2023 (< 1 year)

Securities America Advisors

2023 - 2023 (< 1 year)

Securities America, Inc

2023 - 2023 (< 1 year)

Newbridge Securities Corporation

2023 - 2023 (< 1 year)

Newbridge Financial Services Group, Inc

2023 - 2023 (< 1 year)

Pin Wealth

2021 - 2023 (2 years)

Securities America, Inc

2021 - 2023 (2 years)

Securities America Advisors

2018 - 2021 (3 years)

Lpl Financial LLC

2016 - 2018 (2 years)

Cetera Advisors LLC

2015 - 2016 (1 year)

Investors Capital Corporation

2011 - 2015 (4 years)

Jhfn Sii

Disclosures

Please visit the SEC profile of Richard Parnigoni to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Aegis Capital Corp

James Wright
New York, NY
Glenn Glazer
New York, NY
Charles Rosen
Northbrook, IL
Samuel Tenzer
Hillsdale, NJ
Matthew Gaer
New York, NY
Matthew Kelly
Sarasota, FL
Daniel Seto
New York, NY
Jeffrey Thure
Melville, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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