Brian
Clarke

Royal Alliance Associates, Inc

CRD#2040538
Investment Advisor
in Jersey City, NJ

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About this Advisor

Brian Clarke is a financial advisor based out of Jersey City, New Jersey with 7 years of industry experience. Clarke is on the advisory team at Royal Alliance Associates, Inc. During their career, Clarke has held roles at Pruco Securities, LLC, The Prudential Insurance Company Of America and Royal Alliance. Clarke has Series 63 and Series 66 licenses, designating them as a securities agent, and is approved to advise clients in New Jersey. Royal Alliance Associates, Inc is a registered investment firm headquartered in Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 financial advisors. It manages $30 billion in assets under management among its 149,233 accounts, placing it among the biggest firms in the country by assets under management. The firm advises 191 charitable organizations. Of its 149,233 client accounts, just 11% belong to high-net-worth clients who have more than $1 million in assets. Royal Alliance Associates, Inc has a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees usually are based on which services are offered. However, fee types billed by Royal Alliance Associates, Inc likely include any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

10 Exchange Place Suite 1410
Jersey City, NJ 07302

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

NJ Average: $10,121,009,343
Total Number of Employees

3,704

NJ Average: 92
Total Number of Accounts

149,233

NJ Average: 6,978
Average Account Size

$197,920

NJ Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Brian Clarke Work History

Brian has been registered as a financial advisor for 7 years.*

2015 - Present (9 years)

Royal Alliance

2013 - 2015 (2 years)

Pruco Securities, LLC

2013 - 2015 (2 years)

The Prudential Insurance Company Of America

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brian Clarke to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Trisha Qualy
St Louis Park, MN
Austen Harvey
Jersey City, NJ
Stephen Carter
Grandville, MI
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Amanda Johnson
Spokane, WA
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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