Brian
Hartmann

Royal Alliance Associates, Inc

CRD#5542177
Investment Advisor
in Livingston, NJ

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About this Advisor

Brian Hartmann is a financial advisor operating in Livingston, New Jersey with 5 years of industry experience. Hartmann works at Royal Alliance Associates, Inc. During their career, Hartmann has held roles at Jhfn Sii and Royal Alliance Associates, Inc. Hartmann holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and is registered to serve investors in New Jersey and South Carolina. Royal Alliance Associates, Inc is a company operating out of Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 advisors. It manages $30 billion in assets across its 149,233 accounts, making it one of the biggest firms in the United States by assets under management. The firm provides financial advisory services to 191 charitable organizations. Of its 149,233 accounts, just 11% belong to high-net-worth individuals who have more than $1 million in assets. Royal Alliance Associates, Inc provides a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors usually are based on which services the firm provides the client. Fee types billed by Royal Alliance Associates, Inc likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

290 West Mount Pleasant Ave Suite 2300
Livingston, NJ 07039

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

NJ Average: $10,121,009,343
Total Number of Employees

3,704

NJ Average: 92
Total Number of Accounts

149,233

NJ Average: 6,978
Average Account Size

$197,920

NJ Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Brian Hartmann Work History

Brian has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Royal Alliance Associates, Inc

2013 - 2018 (5 years)

Jhfn Sii

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brian Hartmann to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Nicholas Adams
Southfield, MI
Elijah Murray
Plano, TX
Grant Hartwell
Torrance, CA
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Noah Buehner
Fort Wayne, IN
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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