Lpl Financial LLC
About this Advisor
Carole Sarson is a financial advisor who works out of Washington, New Jersey, who has been in the advisory business for 10 years. Sarson is an employee of Lpl Financial LLC. Over the course of their career, Sarson has held roles at Financial Network, Nfp Securities Inc, Kestra Financial Services, Inc and Lpl Financial LLC. Sarson holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in New Jersey. Lpl Financial LLC is a financial advisory business that has its headquarters in Washington, New Jersey. The investment advisory business has offices in 9,519 locations and a total of 23,035 financial advisors. It oversees $208 billion in total assets between its 892,326 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm advises 1,956 charitable organizations. Of its 892,326 customer accounts, 28% are held by high-net-worth clients who have more than $1 million in investable assets. Lpl Financial LLC offers a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees are based on the financial services offered. Fee types charged by Lpl Financial LLC most likely include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Carole Sarson Work History
Carole has 10 years of experience.
Lpl Financial LLC
Kestra Financial Services, Inc
Nfp Securities Inc
Carole Sarson has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
San Diego, CA
Rockville Centre, NY
San Diego, CA
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