Douglas
Chin

Lpl Financial LLC

CRD#1137310
Investment Advisor
in Red Bank, NJ

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About this Advisor

Douglas Chin is a financial advisor who works out of Red Bank, New Jersey, with 10 years of financial industry experience. Chin currently works for Lpl Financial LLC. Over the course of their career, Chin has held roles at Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association and Lpl Financial, LLC. Chin has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in New Jersey and Texas. Lpl Financial LLC is an advisory business operating in Red Bank, New Jersey. The investment advisory business has offices in 9,898 locations and a total of 28,744 people on staff. It handles $404 billion in total assets among its 1,517,995 accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm provides services to 3,162 charities and foundations. Of its 1,517,995 customer accounts, 31% are associated with high-net-worth investors who have more than $1 million in assets. The company has a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules are based on the type of services provided. However, fee types charged by Lpl Financial LLC likely are comprised of any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

10 Broad St., Suite 202
Red Bank, NJ 07701

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$404,176,194,148

NJ Average: $646,059,043
Total Number of Employees

28,744

NJ Average: 13
Total Number of Accounts

1,517,995

NJ Average: 661
Average Account Size

$266,257

NJ Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Douglas Chin Work History

Douglas has 10 years of experience.

2021 - Present (1 year)

Lpl Financial, LLC

2015 - 2021 (6 years)

Morgan Stanley Private Bank, National Association

2012 - 2021 (9 years)

Morgan Stanley Smith Barney

Disclosures

Douglas Chin has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Joshua Youngblood
Chicago, IL
Penny Seeley-Dean
Brookfield, WI
Matthew Weaver
Newark, CA
Barry Kramer
Rockford, IL
Jennifer Lorick
Fort Mill, SC
Monica Schmitt
Frederick, CO

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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