Lpl Financial LLC

Investment Advisor
in Mahwah, NJ

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About this Advisor

Ernest Escobar is a financial advisor located in Mahwah, New Jersey. Currently an advisor at Lpl Financial LLC, Escobar has 10 years of practice as an investment advisor. Escobar has Series 63 and Series 66 licenses, certifying the advisor as a securities representative. Escobar can work with clients based out of New Jersey. Throughout their career, they have worked at Dutchess Community College, Hudson Valley Federal Credit Union, Lpl Finanical LLC, Jp Morgan Chase Bank, N.A, Jp Morgan Securities, LLC, E&P Productions, Lpl Financial LLC, Visions Federal Credit Union and Visions Analysis LLC. Lpl Financial LLC is headquartered in Mahwah, New Jersey, and operates out of 9,519 other locations across the United States. In aggregate, Lpl Financial LLC manages $208 billion in assets across 892,326 accounts and retains more than 23,035 people. The firm's total assets under management makes it one of the largest investment advisory firms in the nation. The firm manages 890,301 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 28% of the advisory firm's investors are high-net-worth individuals, meaning they have over $1 million in investable assets. Lpl Financial LLC can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

1 Lethbridge Plaza
Mahwah, NJ 07430

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Lpl Financial LLC Brokerage Details

Total Assets Under Management


NJ Average: $646,059,043
Total Number of Employees


NJ Average: 13
Total Number of Accounts


NJ Average: 661
Average Account Size


NJ Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Ernest Escobar Work History

Ernest has 10 years of experience.

2019 - Present (3 years)

Lpl Financial LLC

2019 - Present (3 years)

Visions Federal Credit Union

2019 - Present (3 years)

Visions Analysis LLC

2018 - 2019 (1 year)

Jp Morgan Chase Bank, N.A

2018 - 2019 (1 year)

Jp Morgan Securities, LLC

2016 - 2017 (1 year)

E&P Productions

2015 - 2018 (3 years)

Lpl Finanical LLC

2012 - 2015 (3 years)

Hudson Valley Federal Credit Union

2010 - 2010 (< 1 year)

Dutchess Community College

2010 - 2012 (2 years)

Hudson Valley Federal Credit Union


Ernest Escobar has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Benjamin Giese
Altavista, VA
Brian Mcmillin
Roseau, MN
Ernest Escobar
Mahwah, NJ
Richard Hill
Raleigh, NC
Claiborne Lagrone
Ocean Springs, MS
Carole Sarson
Washington, NJ
Diana Sparks Mickey
Rochester, NY

The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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