Howard
Kaplan
Usa Financial Securities Corporation
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About this Advisor
Howard Kaplan is a personal financial specialist based out of Tenafly, New Jersey with a total of 3 years of relevant experience. Kaplan currently works for Usa Financial Securities Corporation. During their career, Kaplan has held roles at Lpl Financial, Wealth Watch Advisors LLC, Retirement Wealth Advisors, Howard E. Kaplan, Renewal Planning Partners, LLC, Renewal Wealth Advisors and Usa Financial Securities. Kaplan holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can work in California, Maryland, New Jersey, New Mexico and Washington. Usa Financial Securities Corporation is a registered investment business based out of Ada, MI. It has offices in 126 locations and a total of 166 advisors. It controls $224 million in assets between its 1,433 customer accounts, making it one of the mid-sized investment advisory firms in the United States by assets under management. Of its 1,433 accounts, just 1% are associated with high-net-worth investors who have greater than $1 million in investable assets. The firm provides a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees for financial advice typically vary depending on which services the firm provides the client. However, fees billed by Usa Financial Securities Corporation can include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Usa Financial Securities Corporation Brokerage Details
$223,546,536
166
1,433
$155,999
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Howard Kaplan Work History
Howard has been registered as a financial advisor for 3 years.*
Usa Financial Securities
Renewal Wealth Advisors
Renewal Planning Partners, LLC
Howard E. Kaplan
Retirement Wealth Advisors
Wealth Watch Advisors LLC
Lpl Financial
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Howard Kaplan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Usa Financial Securities Corporation
Ada, MI
Ada, MI
Ada, MI
Tustin, CA
Ada, MI
San Antonio, TX
Ada, MI
Ada, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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