James
Dee
First Capital Advisors Group, LLC
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About this Advisor
James Dee is a financial advisor who works out of Little Silver, New Jersey with a total of 6 years of industry experience. Dee currently works for First Capital Advisors Group, LLC. Over the course of their career, they have held roles at Cadaret, Grant & Co., Inc, Wellesley Financial Planners, Purshe Kaplan Sterling Investments and First Capital Advisor Group. Dee holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to work in New Jersey and Texas. First Capital Advisors Group, LLC is a registered investment business that has its headquarters in Blue Bell, PA. The company has offices in two locations and a total of 10 people on staff. It administers $343 million in total assets between its 230 client accounts, making it one of the mid-sized financial advisory firms in the United States by assets under management. Of its 230 client accounts, 25% are held by high-net-worth clients who have at least $1 million in investable assets. First Capital Advisors Group, LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial advice largely depend on the type of financial services offered. Fees charged by First Capital Advisors Group, LLC likely include asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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First Capital Advisors Group, LLC Brokerage Details
$342,954,805
10
230
$1,491,108
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
James Dee Work History
James has been registered as a financial advisor for 6 years.*
Purshe Kaplan Sterling Investments
First Capital Advisor Group
Cadaret, Grant & Co., Inc
Wellesley Financial Planners
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Dee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at First Capital Advisors Group, LLC
Little Silver, NJ
Blue Bell, PA
Blue Bell, PA
Little Silver, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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