Jim
Baadshaug

Usa Financial Securities Corporation

CRD#4759227
Investment Advisor
in Rockaway, NJ

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About this Advisor

Jim Baadshaug is a financial advisor based in Rockaway, New Jersey, working with Usa Financial Securities Corporation. Jim has previously held positions at United Planners' Financial Services, American Prosperity Group, Bfsgroup, Inc, The Financial Awareness Foundation, Everest Retirement Planners, and Usa Financial Securities. Jim has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Delaware, Florida, Georgia, New Jersey, North Carolina, Pennsylvania, South Carolina, and Texas. Currently, Jim is part of Usa Financial Securities Corporation, which operates out of Rockaway, New Jersey. The firm has 126 offices and 166 employees. The firm manages assets totaling $268.7 million and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. The fee structure at Usa Financial Securities Corporation includes asset-based, hourly, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Rockaway, NJ

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Usa Financial Securities Corporation Brokerage Details

Total Assets Under Management

$268,691,644

NJ Average: $943,424,332
Total Number of Employees

166

NJ Average: 21
Total Number of Accounts

1,395

NJ Average: 1,586
Average Account Size

$192,610

NJ Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Jim Baadshaug Work History

2018 - Present (6 years)

Everest Retirement Planners

2016 - Present (8 years)

Usa Financial Securities

2011 - Present (13 years)

Bfsgroup, Inc

2016 - 2018 (2 years)

The Financial Awareness Foundation

2014 - 2016 (2 years)

United Planners' Financial Services

2014 - 2017 (3 years)

American Prosperity Group

Disclosures

Please visit the SEC profile of Jim Baadshaug to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Usa Financial Securities Corporation

Jason Towles
Raleigh, NC
Andrew Kayla
Ada, MI
Tyler Bannister
Ada, MI
Russell Sutton
Erie, PA
Kyle Beals
Raleigh, NC
Andrew Coplin
Ada, MI
Mary Derussy
Spring Hill, FL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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