John
Spatola

Royal Alliance Associates, Inc

CRD#5284289
Investment Advisor
in Holmdel, NJ

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About this Advisor

John Spatola is a financial advisor who works in Holmdel, New Jersey, with 3 years of industry experience. Spatola works at Royal Alliance Associates, Inc. Throughout their career, they have worked at J.P. Morgan Securities LLC, Raymond James Financial Services, Inc, Raymond James Financial Services Advisors Inc, United Nations Federal Credit Union, Industrial Coverage, Crump Insurance, Weyerbacher Brewing, Santander Bank, Na, Santander Securities, LLC and Royal Alliance. Spatola has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in New Jersey. Royal Alliance Associates, Inc is an advisory business headquartered in Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 employees. It manages $30 billion in total assets between its 149,233 client accounts, placing it among the largest firms in the country by assets under management. The firm provides financial advice to 191 charities and foundations. Of its 149,233 accounts, just 11% are associated with high-net-worth investors who have greater than $1 million in assets. The firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees largely depend on which services the firm provides the client. Fee types charged by Royal Alliance Associates, Inc most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

960 Holmdel Road Bldg. 1, Suite D
Holmdel, NJ 07733

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

NJ Average: $10,121,009,343
Total Number of Employees

3,704

NJ Average: 92
Total Number of Accounts

149,233

NJ Average: 6,978
Average Account Size

$197,920

NJ Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

John Spatola Work History

John has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Royal Alliance

2018 - 2020 (2 years)

Santander Bank, Na

2018 - 2020 (2 years)

Santander Securities, LLC

2016 - 2018 (2 years)

Industrial Coverage

2016 - 2018 (2 years)

Crump Insurance

2016 - 2018 (2 years)

Weyerbacher Brewing

2015 - 2018 (3 years)

Raymond James Financial Services,Inc

2015 - 2018 (3 years)

Raymond James Financial Services Advisors Inc

2015 - 2018 (3 years)

United Nations Federal Credit Union

2012 - 2015 (3 years)

J.P. Morgan Securities LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of John Spatola to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Stephen Carter
Grandville, MI
Nicholas Adams
Southfield, MI
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Trisha Qualy
St Louis Park, MN
Grant Hartwell
Torrance, CA
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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