Lawrence
Pappas

Pruco Securities, LLC

CRD#4458841
Investment Advisor
in Bloomfield, NJ

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About this Advisor

Lawrence Pappas is a financial advisor based in Bloomfield, New Jersey, working with Pruco Securities, LLC. Lawrence has previously held positions at Lawrence Pappas, Cetera Financial Specialists LLC, Cetera Investment Advisers LLC, The Prudential Insurance Co. Of America, and Pruco Securities, LLC. Lawrence has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in New Jersey. Currently, Lawrence is part of Pruco Securities, LLC, which operates out of Bloomfield, New Jersey. The firm has 41 offices and 2,700 employees. The firm manages assets totaling $16.4 billion and serves a variety of clients, including high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, and educational seminars. The fee structure at Pruco Securities, LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

300 Broadacres Drive Suite 475
Bloomfield, NJ 07003

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$16,378,802,331

NJ Average: $10,121,009,343
Total Number of Employees

2,700

NJ Average: 92
Total Number of Accounts

113,575

NJ Average: 6,978
Average Account Size

$144,211

NJ Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Lawrence Pappas Work History

2023 - Present (1 year)

The Prudential Insurance Co. Of America

2023 - Present (1 year)

Pruco Securities, LLC

1993 - Present (31 years)

Lawrence Pappas

2005 - 2023 (18 years)

Cetera Financial Specialists LLC

2005 - 2023 (18 years)

Cetera Investment Advisers LLC

Disclosures

Please visit the SEC profile of Lawrence Pappas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Jacob Taylor
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Jason Jackson
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Jacob Logan
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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