Nicole
Wegman
Commonwealth Financial Network
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About this Advisor
Nicole Wegman is a certified financial planner working in New York, New York, with a total of 3 years of relevant experience. Wegman currently works for Commonwealth Financial Network. During their career, Wegman has held roles at Modera Wealth Management, LLC, Ubs Fs, Commonwealth Financial Network and Element Financial Group. Wegman has a Series 63 license, which qualifies them as a securities agent, and is approved to advise clients in New Jersey and New York. Commonwealth Financial Network is a financial advisory firm operating out of Waltham, MA. It has offices in 1,759 locations and a total of 4,300 employees. It handles $146 billion in assets between its 585,629 accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm advises 2,108 charities and foundations. Of its 585,629 accounts, just 4% are associated with high-net-worth clients who have greater than $1 million in assets. The company performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial management fee schedules depend on which service is provided. Fee types charged by Commonwealth Financial Network likely are comprised of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Commonwealth Financial Network Brokerage Details
$146,387,007,862
4,300
585,629
$249,965
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Nicole Wegman Work History
Nicole has been registered as a financial advisor for 3 years.*
Commonwealth Financial Network
Element Financial Group
Ubs Fs
Modera Wealth Management, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicole Wegman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
