Patricia
Lee

Tiaa-Cref Individual & Institutional Services, LLC

CRD#2375125
Investment Advisor
in Roseland, NJ

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About this Advisor

Patricia Lee is a financial advisor working out of Roseland, New Jersey with 8 years of relevant experience. Lee works at Tiaa-Cref Individual & Institutional Services, LLC. Throughout their career, they have worked at Tiaa, Pnc Bank, Pnc Investments LLC and Tiaa-Cref Individual & Institutional Services, LLC. Lee has Series 63 and Series 66 licenses, qualifying them as a securities representative, and can operate in New Jersey and New York. Tiaa-Cref Individual & Institutional Services, LLC is a company operating out of New York, NY. The company has offices in 136 locations and a total of 1,235 financial advisors. It controls $31 billion in total assets across its 76,892 customer accounts, making it one of the largest firms in the United States by assets under management. The firm advises 22 charitable organizations. Of its 76,892 client accounts, 62% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The advisory firm offers a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fees largely depend on which services the firm provides the client. Fees billed by Tiaa-Cref Individual & Institutional Services, LLC can be comprised of any combination of asset-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

5 Becker Farm Road Suite 140
Roseland, NJ 07068

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$30,906,830,115

NJ Average: $7,464,549,021
Total Number of Employees

1,235

NJ Average: 88
Total Number of Accounts

76,892

NJ Average: 3,892
Average Account Size

$401,951

NJ Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Patricia Lee Work History

Patricia has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Tiaa

2015 - Present (9 years)

Tiaa-Cref Individual & Institutional Services, LLC

2013 - 2015 (2 years)

Pnc Bank

2013 - 2015 (2 years)

Pnc Investments LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Patricia Lee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Advice And Planning Services

Shawn Buys
Pittsburgh, PA
Mark Martin
Pineville, NC
Keval Amin
Charlotte, NC
Paul Bello
West Harrison, NY
Timothy Tubbs
Knoxville, TN
Alyssa White
Chicago, IL
Jeffrey Norton
Minneapolis, MN
Patricia Lee
Roseland, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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