Randolph
Neumann

Lpl Financial LLC

CRD#713122
Investment Advisor
in Saddle River, NJ

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About this Advisor

Randolph Neumann is a certified financial planner operating out of Saddle River, New Jersey with 14 years of industry experience. Neumann is an advisor for Lpl Financial LLC. Over the course of their career, they have held roles at Lpl Financial LLC and Randy Neumann & Associates, Inc. Neumann maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can work in New Jersey. Lpl Financial LLC is a company that has its headquarters in Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 advisors. It manages $368 billion in assets under management across its 1,688,501 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 3,425 charitable organizations. Of its 1,688,501 accounts, 31% are held by high-net-worth clients who have greater than $1 million in assets. Lpl Financial LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules usually are based on which services the firm provides the client. Fee types billed by Lpl Financial LLC most likely are comprised of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

600 E Crescent Ave Ste 104
Saddle River, NJ 07458-1846

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

NJ Average: $646,059,043
Total Number of Employees

31,366

NJ Average: 13
Total Number of Accounts

1,688,501

NJ Average: 661
Average Account Size

$217,956

NJ Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Randolph Neumann Work History

Randolph has been registered as a financial advisor for 14 years.*

2009 - Present (15 years)

Lpl Financial LLC

1998 - Present (26 years)

Randy Neumann & Associates, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Randolph Neumann to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Joseph Praino
Purchase, NY
Daniel Gielow
Festus, MO
Bridget Platania
Arlington Heights, IL
Eric Shore
Danville, IL
Aaron Belgard
Guntersville, AL
Jon Mcknight
Dyersburg, TN
Karen Soule
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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