Ronald
Swanick
Simplicity Wealth
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About this Advisor
Ronald Swanick is a financial advisor operating out of Summit, New Jersey who has 4 years of industry experience. Swanick currently works for Simplicity Wealth. Swanick has gained experience at New York Life Insurance Company, Gwfs Equities, Inc, Simplicity Wealth, LLC, Abc Financial and Brownstone Financial Group LLC. Swanick maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in Massachusetts and New Hampshire. Simplicity Wealth is a business headquartered in Summit, NJ. The investment advisory business has offices in 33 locations and a total of 46 financial advisors. It handles $201 million in assets between its 2,342 client accounts, placing it among the mid-sized firms in the United States by assets under management. Of its 2,342 customer accounts, just 1% are held by high-net-worth clients who have greater than $1 million in assets. Simplicity Wealth has a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors largely are based on which services are offered. Fee types charged by Simplicity Wealth most likely consist of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Simplicity Wealth Brokerage Details
$201,035,405
46
2,342
$85,839
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Ronald Swanick Work History
Ronald has been registered as a financial advisor for 4 years.*
Brownstone Financial Group LLC
Simplicity Wealth, LLC
Abc Financial
Gwfs Equities, Inc
New York Life Insurance Company
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Ronald Swanick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Simplicity Wealth
Summit, NJ
Summit, NJ
Summit, NJ
Summit, NJ
Summit, NJ
Denver, CO
Bowling Green, KY
Parker, CO
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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