Stephen
Austin
Kingswood Wealth Advisors, LLC
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About this Advisor
Stephen Austin is a financial advisor who works out of Walnut Creek, California who has 1 year of industry experience. Austin is an advisor for Kingswood Wealth Advisors, LLC. Over the course of their career, Austin has held roles at Paychex Securities Corporation, Usi, Lapolla Industries, Ciel Power, Infinity Financial Services, American Global Wealth Management, Inc, Apex Financial, LLC, 401K Generation, Inc, Benchmark Investments, Inc, Benchmark Advisory Services and Kingswood Wealth Advisors LLC. Austin holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in California and Nevada. Kingswood Wealth Advisors, LLC is a business based in San Diego, CA. The company has offices in seven locations and a total of 82 financial advisors. It administers $969 million in assets under management across its 2,720 accounts, placing it among the bigger investment advisory firms in the United States by assets under management. Of its 2,720 client accounts, just 13% belong to high-net-worth clients who have at least $1 million in investable assets. Kingswood Wealth Advisors, LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management usually vary depending on which services the firm provides the client. However, fees billed by Kingswood Wealth Advisors, LLC most likely are comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Kingswood Wealth Advisors, LLC Brokerage Details
$969,372,131
82
2,720
$356,387
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Stephen Austin Work History
Stephen has been registered as a financial advisor for 1 years.*
Kingswood Wealth Advisors LLC
Benchmark Investments, Inc
Apex Financial, LLC
Benchmark Advisory Services
American Global Wealth Management, Inc
401K Generation, Inc
Infinity Financial Services
Paychex Securities Corporation
Usi
Lapolla Industries
Ciel Power
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephen Austin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Kingswood Wealth Advisors, LLC
Miami, FL
Denver, CO
Sugar Hill, NH
San Diego, CA
Freeport, IL
San Diego, CA
Miami, FL
Fountain Inn, SC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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