Stephen
Schmitt
Saxony Capital Management, LLC
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About this Advisor
Stephen Schmitt is a financial advisor operating out of Marlton, New Jersey, with 1 year of relevant experience. Schmitt is currently employed by Saxony Capital Management, LLC. Throughout their career, Schmitt has worked at Voya Financial Advisors (Ing Fp), Purshe Kaplan Sterling Investments, Mcadam Financial Group, Mutual Of Omaha Investor Services, Mutual Of Omaha, Futurity First Insurance Group, Trinity Wealth Securities L.L.C, Voya Financial Advisors, Mcadam LLC, Sequent Planning, Florida Financial Advisors, Inc, Saxony Securities, Inc and Saxony Capital Management. Schmitt holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to operate in New Jersey. Saxony Capital Management, LLC is a registered investment firm headquartered in Saint Louis, MO. It has offices in 22 locations and a total of seven advisors. It controls $163 million in total assets among its 540 client accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. The firm serves one charitable organizations. Of its 540 customer accounts, just 11% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors typically depend on which services the firm provides the client. However, fees charged by Saxony Capital Management, LLC likely include asset-based, hourly, fixed, performance-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Saxony Capital Management, LLC Brokerage Details
$163,089,052
7
540
$302,017
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Stephen Schmitt Work History
Stephen has been registered as a financial advisor for 1 years.*
Saxony Securities, Inc
Saxony Capital Management
Florida Financial Advisors, Inc
Trinity Wealth Securities L.L.C
Sequent Planning
Futurity First Insurance Group
Mutual Of Omaha Investor Services
Mutual Of Omaha
Purshe Kaplan Sterling Investments
Mcadam Financial Group
Mcadam LLC
Voya Financial Advisors (Ing Fp)
Voya Financial Advisors
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephen Schmitt to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Saxony Capital Management, LLC
Suttons Bay, MI
Chesterfield, MO
Hamilton, OH
Saint Louis, MO
Hebron, CT
Saint Louis, MO
Saint Louis, MO
Saint Louis, MO
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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