Thomas
Roche

Avantax Advisory Services

CRD#3162422
Investment Advisor
in Irving, TX

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About this Advisor

Thomas Roche is a financial advisor based in Irving, Texas with a total of 4 years of relevant experience. Roche currently works for Avantax Advisory Services. During their career, Roche has held roles at 1St Global Advisors, Inc, 1St Global Capital Corp, Fazio, Mannuzza, Roche, Tankel, Lapilusa, LLC, Avantax Insurance Services, O'Connor, Davies, Llp, Avantax Investment Services, Inc and Avantax Advisory Services. Roche has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can operate in New Jersey. Avantax Advisory Services is a financial advisory firm based in Coppell, TX. It has offices in 1,514 locations and a total of 2,433 advisors. It oversees $31 billion in assets under management among its 123,393 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. Of its 123,393 client accounts, just 6% belong to high-net-worth individuals who have greater than $1 million in assets. Avantax Advisory Services offers a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Financial advisory fee schedules usually vary depending on the financial services provided. However, fee types billed by Avantax Advisory Services can be comprised of some blend of asset-based, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Others

Office Location

6333 North State Highway 161 4Th Floor
Irving, TX 75038

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Avantax Advisory Services Brokerage Details

Total Assets Under Management

$30,968,246,116

TX Average: $3,042,739,679
Total Number of Employees

2,433

TX Average: 49
Total Number of Accounts

123,393

TX Average: 2,315
Average Account Size

$250,972

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Thomas Roche Work History

Thomas has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Avantax Investment Services, Inc

2019 - Present (5 years)

Avantax Advisory Services

2014 - Present (10 years)

O'Connor, Davies, Llp

2005 - Present (19 years)

Avantax Insurance Services

2006 - 2019 (13 years)

1St Global Advisors, Inc

2001 - 2014 (13 years)

Fazio, Mannuzza, Roche, Tankel, Lapilusa, LLC

1998 - 2019 (21 years)

1St Global Capital Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Roche to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Avantax Advisory Services

Casey Radke
Irving, TX
James Woodall
Coppell, TX
Shane Ellingson
Irving, TX
Brandon Melton
Irving, TX
Jeanne Helmar
Lansdale, PA
Frederick Jackson
Irving, TX
Neil Nowitzke
Ann Arbor, MI
Annie Fruge
Irving, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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