Thomas
Wagner
Lpl Financial LLC
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About this Advisor
Thomas Wagner is a certified financial planner based out of Somerville, New Jersey, with a total of 1 year of relevant experience. Wagner is an employee of Lpl Financial LLC. During their career, the advisor has held roles at Wagner & Associates, LLC, National Planning Corporation, Securities America, Inc, Securities America Advisors and Lpl Financial LLC. Wagner has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in New Jersey. Lpl Financial LLC is an advisory company based in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 advisors. It administers $368 billion in total assets across its 1,688,501 client accounts, placing it among the largest firms in the nation by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 customer accounts, 31% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The business has a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fees usually are based on which services are provided. However, fees charged by Lpl Financial LLC can include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Thomas Wagner Work History
Thomas has been registered as a financial advisor for 1 years.*
Lpl Financial LLC
Wagner & Associates, LLC
Securities America, Inc
Securities America Advisors
National Planning Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Wagner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Crystal Lake, IL
Kaukauna, WI
Worcester, MA
Vienna, VA
Rochester, NY
Naples, FL
Exton, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
