Tracy
Broderick

Rockefeller Financial LLC

CRD#2163992
Investment Advisor
in Paramus, NJ

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About this Advisor

Tracy Broderick is a financial advisor operating in Paramus, New Jersey who has 3 years of relevant experience. Broderick is currently employed by Rockefeller Financial LLC. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Rock & Co LLC and Rockefeller Financial LLC. Broderick maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in New Jersey and Texas. Rockefeller Financial LLC is a financial advisory business based in New York, NY. It has offices in 39 locations and a total of 531 financial advisors. It handles $35 billion in total assets between its 46,727 customer accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm provides financial advisory services to 215 charitable organizations. Of its 46,727 customer accounts, 29% are associated with high-net-worth investors who have at least $1 million in assets available to invest. The advisory firm performs a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors usually are based on the services provided. However, fees billed by Rockefeller Financial LLC can consist of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

115 West Century Road
Paramus, NJ 07652

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Rockefeller Financial LLC Brokerage Details

Total Assets Under Management

$34,707,894,464

NJ Average: $7,464,549,021
Total Number of Employees

531

NJ Average: 88
Total Number of Accounts

46,727

NJ Average: 3,892
Average Account Size

$742,780

NJ Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Tracy Broderick Work History

Tracy has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Rock & Co LLC

2020 - Present (4 years)

Rockefeller Financial LLC

2015 - 2020 (5 years)

Bank Of America, N.A

2005 - 2020 (15 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Tracy Broderick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rockefeller Capital Management

Veronica Campanella
Los Angeles, CA
Teresa Armel
Mesa, AZ
Summer Macallister
San Francisco, CA
Amy Labarge
Atlanta, GA
Samuel Wilson
Greenwich, CT
Joy Anne Marie Gonzales
Newport Beach, CA
Anthony Lindner
San Francisco, CA
Janelle Cromwell
Olympia, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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