Vincent
Vadala

Ubs Financial Services Inc

CRD#6301493
Investment Advisor
in Weehawken, NJ

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About this Advisor

Vincent Vadala is a financial advisor based out of Weehawken, New Jersey, with 7 years of industry experience. Vadala is on the advisory team at Ubs Financial Services Inc. Throughout their career, Vadala has worked at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, Brulee Catering, Rowan University, Northwestern Mutual Wealth Management Company and Ubs Financial Services Inc. Vadala holds Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to work in New Jersey. Ubs Financial Services Inc is a registered investment firm operating out of Weehawken, NJ. The firm has offices in 369 locations and a total of 13,059 employees. It handles $601 billion in assets under management between its 1,077,471 client accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm advises 8,062 charities and foundations. Of its 1,077,471 client accounts, 65% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The business offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial management fees usually are based on which services the firm provides the client. However, fee types billed by Ubs Financial Services Inc most likely include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

1000 and 1200 Harbor Blvd.
Weehawken, NJ 07086

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$600,808,847,012

NJ Average: $10,121,009,343
Total Number of Employees

13,059

NJ Average: 92
Total Number of Accounts

1,077,471

NJ Average: 6,978
Average Account Size

$557,610

NJ Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Vincent Vadala Work History

Vincent has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Ubs Financial Services Inc

2016 - 2016 (< 1 year)

Northwestern Mutual Wealth Management Company

2015 - 2016 (1 year)

Northwestern Mutual Investment Services, LLC

2014 - 2014 (< 1 year)

Northwestern Mutual Life Insurance Company

2014 - 2015 (1 year)

Northwestern Mutual Investment Services, LLC

2013 - 2014 (1 year)

Brulee Catering

2009 - 2014 (5 years)

Rowan University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Vincent Vadala to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Financial Services Inc

Janine Klein
Miami, FL
David Coleman
Short Hills, NJ
Karyn Laughrun
Asheville, NC
Donald Rosenthal
Short Hills, NJ
Eric Delagarza
Watertown, NY
Michael Tusing
Chesterfield, MO
Seth Ripple
Miami, FL
John Mccolskey
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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