William
Plum
Gwn Securities Inc
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About this Advisor
William Plum is a financial advisor operating in Iselin, New Jersey with a total of 2 years of relevant experience. Plum is currently employed by Gwn Securities Inc. During their career, the advisor has held roles at Mvp Group Inc, Ing Financial Partners, Inc, Voya Financial Advisors and Gwn Securities Inc. Plum has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in Florida. Gwn Securities Inc is an advisory company operating out of Palm Beach Gardens, FL. The company has offices in 25 locations and a total of 755 people on staff. It manages $3 billion in assets between its 58,177 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. Of its 58,177 accounts, just 4% are held by high-net-worth individuals who have more than $1 million in assets. The business offers a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and market timing services. Financial advisory fees largely are based on the services offered. However, fees charged by Gwn Securities Inc likely consist of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Gwn Securities Inc Brokerage Details
$2,838,916,178
755
58,177
$48,798
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Market timing services
William Plum Work History
William has been registered as a financial advisor for 2 years.*
Gwn Securities Inc
Mvp Group Inc
Voya Financial Advisors
Ing Financial Partners, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of William Plum to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Gwn Securities Inc
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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