Anthony
Steffan

Cambridge Investment Research Advisors, Inc

CRD#2404745
Investment Advisor
in Albuquerque, NM

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About this Advisor

Anthony Steffan is a certified financial planner based out of Albuquerque, New Mexico, with 12 years of professional experience. Steffan currently works for Cambridge Investment Research Advisors, Inc. Throughout their career, Steffan has worked at Ubs Financial Services Inc, Cambridge Investment Research Advisors, Inc and Cambridge Investment Research, Inc. Steffan maintains a Series 63 license, which qualifies them as a securities broker, and is able to operate in New Mexico and Texas. Cambridge Investment Research Advisors, Inc is a registered investment firm that has its headquarters in Albuquerque, New Mexico. The company has offices in 1,905 locations and a total of 2,982 people on staff. It administers $56 billion in total assets between its 297,440 accounts, placing it among the largest firms in the United States by assets under management. The firm provides financial advice to five charities and foundations. Of its 297,440 customer accounts, just 10% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. Cambridge Investment Research Advisors, Inc has a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. A financial advisor's fee schedules largely are based on which services the firm provides the client. Fee types charged by Cambridge Investment Research Advisors, Inc likely consist of some blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

316 Osuna Road Ne, Suite 400
Albuquerque, NM 87107

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$56,158,947,875

NM Average: $9,259,360,772
Total Number of Employees

2,982

NM Average: 166
Total Number of Accounts

297,440

NM Average: 7,189
Average Account Size

$188,808

NM Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Anthony Steffan Work History

Anthony has 12 years of experience.

2017 - Present (4 years)

Cambridge Investment Research Advisors, Inc

2017 - Present (4 years)

Cambridge Investment Research, Inc

2008 - 2017 (9 years)

Ubs Financial Services Inc

Disclosures

Anthony Steffan has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Michael Pate
Fort Wayne, IN
Michael Douglas
Avon, OH
Robin Jarvis
Somersworth, NH
Ronald Gallant
West Hartford, CT
Ashley Worley
Birmingham, IA
Brian Stearns
Big Rapids, MI
James Bradley
Gaithersburg, MD
Nathan Scarborough
Lubbock, TX

This content was compiled from the SEC and FINRA.

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